DME - Rules & Regulations

Consultation Papers

The DME as a Dubai Financial Services Authority (DFSA) licensed Authorized Market Institution (AMI) is required under AMI Module 9.2.1 to consult with and gain prior approval from the DFSA for any amendment to its business rules. The DME will also consult with DME Members and Guaranteed Customers.

In urgent cases, the DFSA may, on written application by the AMI, dispense with prior consultation requirements. In this way, the Dubai International Financial Centre's Regulatory Law 2004 (as amended) makes AMIs accountable for their actions to the DFSA and gives the DFSA the powers of direction over AMIs.

Date			Consultation Paper		Summary		Category

15 August 2011	11-002	Requirements for Equity Members	Membership

23 June 2011	11-001	Requirement for unique User IDs when accessing the Trading Platform	Compliance

22 September 2010	10-005	Rule changes governing Wash Trades, Cross Trades and EFPs	Compliance

26 August 2010	10-004	Proposed Rule changes governing the Exchange Floor	Compliance

12 May 2010	10-003	Proposed change to OQD final day daily settlement window length	Operations

8 April 2010	10-002	Proposed Rule changes concerning AML and Member Reporting	Compliance

29 March 2010	10-001	Proposed Rule changes for termination of trading on front month DME Oman Crude Oil Futures Contracts	Compliance

13 December 2009	09-005	Proposed Rule changes to DME Rulebook Chapter 6: General Trading Rules	Compliance

3 December 2009	09-004	Proposed Addition of New Chapters to the DME Rulebook Covering New DME Contracts	Compliance

27 August 2009	09-003	Proposed Rule changes to DME Rulebook, Chapter 10:DME Oman Crude Oil Futures Contract	Compliance

26 May 2009	09-002	Proposed Rule changes to DME Rulebook, Chapter 10:DME Oman Crude Oil Futures Contract	Compliance

21 May 2009	09-001	Proposed Rule changes to DME Rulebook, Chapter 6: General Trading Rules	Compliance

24 December 2008	08-010	Proposed changes to DME Rulebook following the Globex migration	Compliance

4 December 2008	08-009	Proposed Rule changes to delist the DME Brent Crude Oil Financial Contract	Business Development

21 August 2008	08-008	Proposed changes to Chapters 4 & 6 of the DME Rules	Operations

6 August 2008	08-007	Proposed changes to consultation periods for comments on proposed changes to DME Rulebook	Compliance

17 April 2008	08-006	Proposed Rule changes to DME Rules to introduce new DME Contracts	Business Development

12 March 2008	08-005	Proposed Rule changes to the DME Rule Book to introduce requirements to comply with section 6045 in the United States Internal Revenue Code, where applicable, and consequential disclosure requirements	Business Development

4 December 2007	07-004	Proposed Rule changes to the DME Rules for delisting of certain DME Contracts	Business Development

21 November 2007	07-003	Proposed Rule changes: amendments to certain terms of the DME Oman Crude Oil Futures Contract	Business Development

19 November 2007	07-002	Proposed changes to DME Rules in relation to Cross Trades	Business Development

8 November 2007	07-001	Proposed changes to DME Rules to introduce Block Trades	Business Development